|I am a seasoned derivatives and securities lawyer with alternative and traditional investment management experience. I have drafted and worked on a wide variety of financial products including structured products (structured notes and CDs), OTC derivatives, securitizations, CDOs, CLOs, hedge funds / private funds and ETFs. I have provided legal advice matters under the Securities Act, the Securities Exchange Act, the Investment Company Act, the Investment Advisers Act, the Commodities Exchange Act, NFA rules, FINRA Rules, ERISA and Volcker. I have overseen the creation of a compliance program for a registered investment adviser and commodity pool operator within JPMorgan's investment bank.
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